Financial Institutions

Limit Your Risks, Not Your Potential

In a financial landscape defined by evolving regulations and rapid innovation, we help your institution stay resilient, compliant, and competitive.

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Our strategic solutions support financial institutions in every stage of growth:

Mortgage Banking

FinTech & Alternative Finance

Turn Challenges into Opportunities

With over 35 years of industry expertise, you can trust our advisors to help you navigate changing regulations and position your institution for long-term success.

Risk

Managing financial risks to protect your bottom line

Our proactive, consultative approach help us identify and mitigate compliance and internal control risks before they become costly problems.

Compliance

Ensuring compliance in a shifting regulatory landscape

Our advisors provide expert guidance to help you stay ahead of federal and state regulations, minimizing risk and strengthening trust.

Scalability

Expanding to meet evolving customer demands

We create effective growth strategies that differentiate your services, improve performance, and maximize customer value.

Strategy

Navigating the complexities of technological innovation

We partner as consultants throughout your digital evolution, ensuring new implementations enhance operations without compromising security or compliance.

Key Services Tailored to Your Institution

Internal Audit Risk Assessment Compliance Policy Review & Development

Consumer Compliance Validation

BSA & AML Compliance

Risk Model Valuation

ACH Compliance

Succession Planning Mergers & Acquisitions

Banks

From regulatory scrutiny to margin pressures, banks operate in a complex, fast-paced environment. We bring decades of experience navigating OCC, FDIC, and state-level requirements, offering financial, operational, and strategic insight to keep your institution resilient.

Specialized support includes:

Financial statement audits and regulatory reporting
Tax planning and compliance

Risk assessment and internal control
Strategic guidance for growth, M&A, and restructuring

Credit Unions

Built on a foundation of cooperation and community, credit unions face unique challenges and opportunities. Our team understands your world, from CUSOs to board governance, and helps you strengthen operations, navigate complexities, and deliver lasting value to your members.

Specialized support includes:

Supervisory committee audits and internal control reviews
Tax services for credit unions and CUSOs

Strategic planning and board education
NCUA, DFI, and state compliance consulting

Seasoned Support You Can Depend On

Meet Our

Experts

Roger A. Jones, CPA

Partner

Roger brings decades of experience in auditing, consulting, and financial leadership, helping clients improve profits, minimize taxes, and drive efficiencies. With a deep expertise in credit unions and closely held businesses, he values the strong client relationships built through years of collaboration.

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Looking for decades of industry experience, a personalized approach, and a team that’s been in your shoes?

You’ve found us.

Our Team